SERVICES
What we do
01
Investment Banking
End-to-end capital formation services — including IPO underwriting, PIPE placements, follow-on offerings, and M&A advisory for companies seeking access to U.S. capital markets.
02
Equity Capital Markets
Precision execution across the full listing lifecycle, with deep institutional investor relationships. Our capabilities span bookbuilding, registered direct offerings, at-the-market (ATM) programs, SPAC transactions, and selling group participation for IPO and secondary offerings.
03
Securities Trading and Execution
Non-discretionary execution services across U.S. equities. Clearing and settlement provided through Velocity Clearing, LLC and TradeUP Clearing LLC.
04
Corporate Advisory
Advisory on digital asset structuring, tokenization frameworks, and blockchain-enabled capital markets infrastructure for issuers and institutional participants exploring on-chain securities solutions.
05
Distribution
Financial advisory for companies pursuing Nasdaq or NYSE listings — guiding issuers through IPO readiness and coordinating professional service providers across the transaction lifecycle.
DEALS
Transactions Preview
CL Workshop Group Limited
CL Workshop Group Limited
Nasdaq: NWGL
Up to US$200,000,000
At-the-Market Offering Program
Exclusive Sales Agent
Magic Empire Global Limited
Magic Empire Global Limited
Nasdaq: MEGL
Up to US$100,000,000
At-the-Market Offering Program
Exclusive Sales Agent
Magic Empire Global Limited
Magic Empire Global Limited
Nasdaq: MEGL
US$3,000,000
Registered Direct Offering
Sole Placement Agent
Top Wealth Group Holding Limited
Top Wealth Group Holding Limited
Nasdaq: TWG
Up to US$200,000,000
At-the-Market Offering Program
Exclusive Sales Agent
Press Releases
LEADERSHIP
The Team
Three decades of combined Wall Street and capital-markets experience.
Wilfred Daye
Chief Executive Officer
Patrick Harris
Chief Compliance Officer
Thomas George
Financial and Operations Principal