Privacy & Security Policy
Customer privacy is one of our highest priorities. Chaince Securities, LLC (“Chaince” or the “Firm”) is committed to protecting your personal and financial information. This Privacy Policy explains our policies regarding collecting certain nonpublic personal information, maintaining confidentiality, and the safeguarding of customer information and records, whether Chaince shares information with outside parties. Customers will receive notice of revisions to the Privacy Policy when they occur.
How Is Nonpublic Personal Information Collected?
Chaince collects nonpublic personal information about you from the following sources when you apply for or maintain an account: information we receive from you on applications or other forms, such as your name, address, Social Security number or Tax Identification number, and financial information; information about your transactions with us or others, such as account balance, payment history, and trading activities; and information we receive from a consumer reporting agency.
Confidentiality and Safeguarding
Chaince will safeguard your nonpublic personal information and restrict access to your personal and account information only to those employees who need it to provide products or services to you. Chaince maintains physical, electronic, and procedural safeguards to protect your nonpublic personal information.
Information Sharing
In the normal course of business, Chaince may share customer nonpublic financial information with service providers such as clearing firms or service bureaus. Agreements with such third parties include assurances regarding the protection of customer records and information. Chaince does not share customer nonpublic financial information with non-affiliated companies or non-exempt service providers. Questions should be directed to: info@chaincesecurities.com
Investment Risk Disclosure
Chaince Securities, LLC (“Chaince”), as well as our clearing firm Velocity Clearing LLC and Tradeup Clearing LLC, are members of SIPC. Securities in your account are protected up to $500,000. For details, please see www.sipc.org.
Chaince provides self-directed investors with brokerage services and does not make recommendations or offer investment, financial, legal, or tax advice. An investor should carefully consider the investment objectives, risks, charges, and expenses before investing. All investments involve risk and losses may exceed the principal invested. Past performance of a security or financial product does not guarantee future results or returns.
Website Disclaimer
This site has been designed for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security which may be referenced upon the site. Such offers can only be made where lawful under applicable law. Chaince Securities, LLC does not intend to provide investment advice through this site and does not represent that the securities or services discussed are suitable for any investor. Investors are advised not to rely on any information contained in the site in the process of making a fully informed investment decision.
Individuals and firms may only transact business in a jurisdiction after satisfying its licensing and qualification requirements. Summaries of information regarding registered agents and principals of Chaince Securities, LLC may be found at https://brokercheck.finra.org. Clearing services provided by Velocity Clearing, LLC and Tradeup Clearing LLC. Chaince Securities, LLC is a member of FINRA and SIPC.